Tag Archives: democracy

Observing the 2017 elections in Germany


Since 1993, the Parliamentary Assembly of the Organization for Security and Cooperation in Europe (OSCE) has sent observers to more than 150 elections in its member states. This reflects a broader trend: Election observation missions (EOMs) have become very popular among international organizations, as we found out in a collaborative research project. This year marked the first time that parliamentarians from the OSCE states observed a federal election in Germany.  Eager to get a first-hand look at EOMs in practice, I signed up to accompany one of the teams in Berlin (and act as interpreter if needed).

During election day, our group visited a good number of polling stations in the Charlottenburg-Wilmersdorf district. At each stop, the observers asked a set of questions: How many voters are registered, how many have voted so far, did anything out of the ordinary happen? We then usually stayed for a while and observed the voters come and go; while the morning was relatively quiet, we saw significant traffic in the afternoon (overall turnout was 76%).

Things I learned about elections in Germany

All polling stations were similar, which should not come as a surprise given Germany’s reputation as obsessed with rules and procedures. We still saw some interesting deviations. Some polling stations were set up in spacious rooms while others felt overcrowded. The smaller and less accessible locations were also those in which the volunteer staff was under more stress and the lines were much longer.  It seems pretty trivial to point out that polling places should offer sufficient space, but apparently this is an issue even in a country as rich as Germany. (Side note: Even in the most crowded place, nobody was complaining. “We have to work with what is available”, one staffer told us.)

OSCE PA Election observation
The author with one of the OSCE PA election observation teams in Berlin on September 24, 2017

The volunteers running the polling stations (usually in teams of eight) were focused, well-organized and friendly. Still, some teams were more efficient than others when it came to double-checking voter records and setting up the room in the most favorable way. This suggests that the pre-election briefings held by the election authorities could be a little more practice-oriented.

In addition, a few of our interview partners were surprised to be visited by observers, sometimes to the point of being suspicious. In the most memorable moment of the day, we were led to a small room to await further instructions; it almost felt like an interrogation as depicted in spy novels, only that it happened in a German primary school. I guess the lesson here is that future briefings should mention the concept of EOMs and the existence of the OSCE…

What’s the point of observing elections in a consolidated democracy?

Election observation missions are only conducted with the consent of the respective government. The German federal government invited the OSCE Office for Democratic Institutions and Human Rights (ODIHR) in 2009, 2013 and 2017. But why send teams to one of most consolidated democracies among its 57 member states? In their 2017 pre-election “needs assessment” report, the OSCE experts mentioned campaign finances and the neutrality of media reports as potential issues — but strongly expressed their overall confidence in the electoral process. In contrast to 2009 and 2013, the OSCE Parliamentary Assembly then chose to send a full-fledged delegation.

In the IR literature, it has been noted that international observers have become a fixture of elections around the world. Judith Kelley has argued that “once many honest governments had invited monitors, not doing so became a self-declaration of cheating”. Even for those intending to cheat, it might be more rational to invite observers and risk being caught than to face blanket criticism for the lack of transparency. Election observation thus triggers interesting cost/benefit calculations for individual states.

For front-runners, such as Germany in the case of elections, opening themselves to scrutiny strengthens claims to moral leadership. Assessing all group members in the same way also counters accusations of double standards. But what happens if observers find even minor shortcomings in the procedure of self-proclaimed leaders? The laggards in the group could now point out that nobody’s perfect and accuse their critics of hypocrisy. Moreover, autocratic states could send delegates to participate in election observation abroad, signaling adherence to democratic norms without incurring real costs.

It seems important to go beyond individual cost-benefit calculations and rather consider the group dynamics of peer review and potential norm internalization. Peer review is often used in international forums: not just regarding democratic elections, anti-corruption and other governance issues, but also with respect to more technical implementation issues.

My day with the OSCE leaves me wanting to learn more about signaling, reputation and peer pressure in the context of heterogeneous groups.

Neither ‘good’ nor ‘bad’ – Re-Focusing the debate on Coup Outcomes

Dadis_Camara
Dadis Camara, who led the Coup in Guinea 2008 and briefly was the country’s president (Image credit: Public Domain via Wikimedia)

Recent blog posts by Sebastian Elischer and Alexander Noyes have revived the debate whether Coups d’Etat – the accession of the military to the presidency of a country – are ‘good’ or ‘bad.’ I argue that this discussion is not very fruitful. While those who argue that Coups can be ‘good’ sometimes refer to the consequences of Coups for the overall political regime, most of those who say that they are ‘bad’ make a principled argument saying that perpetrating a Coup is, in itself, bad – regardless of the consequences.

Only the first understanding allows probing into the effects of Coups. In order to evaluate their effects on the (violated) core feature of democratic regime (the selection of a head of state or government), it is useful to understand how and why military governments stay in or withdraw from power. This opens the research agenda to include military internal, domestic, and international factors.

Principle versus consequences

The confusion in evaluating whether Coups are ‘good’ or ‘bad’ stems from two different points of measurement. In one perspective, the act is evaluated; in the other, its consequences are measured. If the core of democracy is defined as accession to the presidency via free and fair elections, then the act of a Coup itself cannot be democratic. It is a violation of a democratic principle and therefore – by definition – ‘bad for democracy’. But if the purpose of a Coup is considered, then a Coup might make a regime more ‘democratic’ after some time at least.

This latter point warrants expansion: most countries where top executive leaders are determined through elections have a constitutional provision to use violence to prevent the abuse of power. Article 20(4) of the German Basic Law, for example, reads: “All Germans shall have the right to resist any person seeking to abolish this constitutional order, if no other remedy is available.” This is an attempt to prevent the rise of another autocratic regime. Such clauses recognize that formally democratic systems (selection of head of state via elections) may erode into political systems where the rights and institutions that the democracy is supposed to protect are systematically violated. In such a situation, a Coup d’Etat can theoretically lead to a system where fewer violations take place. While the act itself violates democratic principles, the purpose aims to protect them, and therefore can be justified. If this second understanding is adopted, then it is an empirical questions what effects Coups d’Etat can have on the nature of political systems.

While it is relevant to inquire about the overall effects of military government on the liberty of the press, the respect for human rights, or economic performance, for example, the main question in order to determine whether there is a chance for establishing a democratic form of government via free and fair elections is whether the military stays in or withdraws from power. The question is thus no longer about an overall effect on ‘democracy’ (which is determined by many other factors as well such as the independence of judicial institutions or a free press), but rather centered on the military itself.

When does the military stay in power after a Coup d’Etat, and when does it withdraw?

When re-centering the attention on this question, three explanatory factors come to the fore. The first concerns the role the other soldiers play. Whether a military is united and features values of civilian supremacy is likely to impact on whether it will reduce its involvement in government after a Coup d’Etat. In the thirteen Coups d’Etat in West Africa from 1990-2014 (without the Coups in Guinea-Bissau), this explanation does, however, only have limited leverage. In about half the cases, the setup of the military does not explain its continued rule. A clientelist military in Guinea in 2008 withdrew from power, while a similarly constituted military in Togo in 2005 held on to power and the Coup President is still ruling today, for example.

Other domestic actors, especially the extent to which they can exert pressure on the military in government shapes the governments’ decision to withdraw from or stay in power. The examples of Guinea and Togo show, however, that extended pressure by civil society actors is necessary but not sufficient to enable a military withdrawal. This is only possible in conjunction with the involvement of external actors who are jointly voicing their preference for military withdrawal.

External actors do play an important role. They can, for example, use coercive power in order to remove the military leadership from government – as has been done after Coups in Sierra Leone in 1997 and Guinea in 2008. But they can also adopt a variety of negative material incentives (such as an arms embargo or travel and financial restrictions) but also positive material incentives (such as an increase in Official Development Assistance or unconditional loans) as well as positive and negative immaterial incentives. They also engage the military leadership in processes of persuasion appealing to their considerations of appropriate behavior.

Domestic and external actors need to be united in their responses

The effect of such instruments depends, however, on the unity among external actors. When China provides a 100 million dollar grant to the military government in Guinea, then the suspension of official development aid by the US, the EU, and EU member states to the fraction of this amount is unlikely to have any (material) effect on the leadership. But it is true that China does not always support military governments (in Mali, for example, it contributed troops to the UN peacekeeping mission). Neither is it the case that ‘Western’ powers and organizations always support military withdrawal (France’s involvement in Niger 1996 is a case in point).

Next to individual countries, international organizations have to be considered as well. African organizations like the African Union or the Economic Community of West African States have far-reaching mandates to react to Coups d’Etat and have used these extensively to contribute to a decrease in the degree of military involvement. They act on par with the traditional external actors on the continent.

Whether Coups ‘are good or bad’ is thus not the most interesting question. It is more fruitful to ask under what conditions and how the military leadership withdraws or stays in power after a Coup d’Etat. Especially the unity of a domestic opposition and external actors are shaping this decision – almost regardless of military internal factors. Under what situations military withdrawal contributes to free and fair elections or broader results such as economic development, good governance, or more equality would need to be subject of another research agenda.

Kai Striebinger wrote his PhD dissertation on the question how and under which conditions international actors contribute to the decision by military governments to either withdraw from or stay in power after Coups d’Etat in West Africa (1990-2014). He is currently a researcher at the German Development Institute.

Dealing with the African Governance Transfer Tangle

AU HQ
AU Commission headquarter and Peace and Security Council buildings in Addis Ababa.

At the end of October, when the streets in Ouagadougou were filled with protesters calling attention to a reverberating crisis that is not unique to Burkina Faso, the African Union convened the 3rd High Level Dialogue on Democratic Governance in Africa in Dakar, Senegal, themed “Silencing the Guns: Strengthening Governance to Prevent, Manage and Resolve Conflicts in Africa”. This was the third workshop in a series of meetings organized under the auspices of the Department of Political Affairs (DPA) of the African Union Commission. While the inaugural High Level Dialogue in November 2012 was broadly framed as “Governance and Democracy in Africa: Trends, Challenges and Prospects”, the follow-up consultations focused on constitutional order and the rule of law in 2013 and the governance-conflict nexus this year.

The High Level Dialogue is meant to bring together actors involved in the promotion and protection of governance standards in domestic contexts: AU organs and officials, actors from the regional economic communities, civil society, African citizens, and numerous stakeholders. These dialogues will hopefully initiate and promote the exchange of ideas and best practices amongst various governance actors, and help develop a common understanding and mutual support in fighting the governance gap in Africa’s domestic contexts. The consultations involved a social media campaign. Documents can be retrieved from the DPA’s Scribd page and some buzz was created via Twitter – see #DGTrends and #SilencingTheGuns. [The very informative DGTrends Website has been off for some days now.] Continue reading Dealing with the African Governance Transfer Tangle

Democratic Consolidation and the Global Political Economy

santino

How do we promote regime stability especially in the Global South? In the current issue of International Studies Perspectives, I argue that the life expectancy (or stability) of nominally electoral democratic regimes in the developing world is highly contingent upon responding to the material needs of its people, and maintain that material distributive issues within those countries are highly dependent upon a given regime’s position within the broader global political economy. The article is highly theoretical, and it is inspired with a critical political economy perspective.

Perhaps one of the principal messages of the article is that regime stability in the Global South necessarily depends (but not sufficiently) upon carefully addressing issues of material distribution within those countries. In praxeological terms, regime distribution is not a task that can be solely done by the national institutions themselves, but perhaps by transforming the over-all structure of the current global political economy. In academic terms, regime stability (and in this case, democratic consolidation) is a subject of scholarly investigation that should bring scholars of comparative politics (who tend to be ‘methodological nationalists’) and international relations into one discussion table. The article explains these theoretical points in much detail, and make some illustrative examples in order to reinforce those arguments.

The article was written in 2010 to 2011 during my Master’s studies in Osnabrück, and it underwent several stages of peer-reviewed revisions since then until its acceptance in International Studies Perspectives in 2013. Indeed, the article is highly pessimistic of the future of the current neoliberal democratic regimes in the Global South, and quite radical in terms of its criticisms of the moral failings of the global political economy (as well as the academic scholarship that underpins it). In retrospect, however, I now tend to reconsider those arguments I’ve made in this article with much caution and intellectual humility.

While my long-term research agenda still focuses on the transnational-domestic linkages that produce local political change in the developing world, I am more predisposed to more empirically driven (but theoretically grounded) research, rather than theoretical musing as exhibited in the current article. Notwithstanding, I invite readers to read the article (contact me by email in case you don’t have online access), and to engage in a productive and critical discussion about the points raised (and not raised) in the article.

Finally, interested readers might also consider other highly recommended works on the topic:

Chicken, Strikes and Power Cuts: Doing Field Research on Peace and Democracy in Nepal

This a guest post by Yvonne Blos, a young professional in the field of development cooperation. She is currently about to start a position on rule of law and governance issues in Europe, the Middle East and North Africa.

Nepal1

In the context of a postgraduate course in development cooperation at the German Development Institute (DIE), I set off as part of a team of five young researchers to find out if and how the donor community supported the transition to peace and democracy in Nepal. It is part of a larger research project on state fragility at the DIE.

Nepal is a typical post-conflict country that struggles to achieve peace and democracy. From 1996 to 2006, Nepal suffered from a civil war between the Nepalese state and a Maoist rebel group. Overall, the peace process is seen as relatively successful: the Maoist army has been transformed into a political party and the monarchy was abolished. However, there have been some major setbacks and the current process is marked by political instability.

Continue reading Chicken, Strikes and Power Cuts: Doing Field Research on Peace and Democracy in Nepal